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PIMCO
Austin, Texas, United States
(on-site)
Posted
15 days ago
PIMCO
Austin, Texas, United States
(on-site)
Job Function
Due Diligence, Compliance And/or Legal
Compliance Officer, Compliance Marketing
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Compliance Officer, Compliance Marketing
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
Overview
PIMCO is seeking a detail-oriented and proactive Marketing Compliance Officer to join its Legal and Compliance team in Austin. This role will focus on supporting the Marketing Review team, with a particular emphasis on alternatives and private fund content across various marketing channels, including social media.
Key Responsibilities
- Review and monitor marketing and advertising materials to ensure compliance with regulatory requirements and internal policies, particularly for PIMCO's investment advisory and distribution activities.
- Support special compliance projects and initiatives aimed at enhancing PIMCO's global compliance programs and processes.
- Collaborate with cross-functional teams-including marketing, product management, and operations-as well as colleagues across global offices.
- Provide timely, practical compliance guidance in a fast-paced environment.
- Build strong internal relationships within the Legal & Compliance team and across the firm.
- Bachelor's degree or international equivalent required.
- Circa 3-5 years of marketing compliance experience within a large investment management firm or financial services company preferred.
- FINRA Series 7 and 24 licenses required.
- Strong understanding of regulatory frameworks including the Investment Advisers Act, Investment Company Act, and Broker-Dealer compliance.
- Experience reviewing a wide range of marketing materials (e.g., RFPs, fund literature, websites, social media, client presentations).
- Familiarity with diverse investment products and strategies, including mutual funds, ETFs, private funds, and alternatives.
- Proven ability to work independently while contributing to team initiatives.
- Strong project execution skills with attention to detail and tactical focus.
- Ability to thrive in a dynamic, high-pressure environment with shifting priorities.
- Demonstrated commitment to personal growth, accountability, and achieving results.
With over 200 professionals globally, PIMCO's Legal & Compliance department operates across all regions where the firm has a presence. The team collaborates closely to deliver integrated solutions to complex legal and compliance challenges.
PIMCO follows a total compensation approach when rewarding employees which includes a base salary and a discretionary bonus. Base salary is the fixed component of compensation that is determined by core job responsibilities, relevant experience, internal level, and market factors. The discretionary bonus is used to award performance and therefore is determined by company, business, team, and individual performance.
Salary Range: $ 100,000.00 - $ 135,000.00
Equal Employment Opportunity and Affirmative Action Statement
PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.
Applicants with Disabilities
PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.
Job ID: 80059265
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